Unclaimed
Christopher Johnson is a financial advisor registered with the state of New York, working at J.P. Morgan Securities LLC. Christopher has been in the industry since August 2007 and has experience in a number of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., HSBC Securities (USA) Inc., and Chase Investment Services Corp. Christopher holds FINRA Series 6, 7, 63, and 65 licenses as well as the SIE. The advisor specializes in providing financial advice and services to high-net-worth individuals, corporations, businesses, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/10/2022 - Present
J.p. Morgan Securities LLC (RYE NY)
NY
01/17/2020 - 10/31/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NY
04/21/2017 - 01/09/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
06/28/2016 - 04/28/2017
HSBC SECURITIES (USA) INC. (WESTPORT CT)
NY
10/01/2012 - 06/08/2016
J.P. MORGAN SECURITIES LLC (PLEASANTVILLE NY)
NY
05/27/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLEASANTVILLE NY)
CT
07/25/2007 - 06/17/2010
METLIFE SECURITIES INC. (SHELTON CT)
IA
Issued 06/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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