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Christopher Sichenzia

Wilson-Davis & CO., Inc.

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About Christopher Sichenzia

Christopher Sichenzia is a financial professional with over 20 years of experience in the industry. Christopher currently works at Wilson-Davis & CO., Inc. based in SALT LAKE CITY, UT. Previously, Christopher was associated with firms including GP NURMENKARI INC., PRIMARY CAPITAL, LLC, AEGIS CAPITAL CORP., R. F. LAFFERTY & CO., INC., BISHOP, ROSEN & CO., INC., BROADBAND CAPITAL MANAGEMENT, LLC, and DALTON KENT SECURITIES GROUP, INC. Christopher holds Series 63, SIE, and Series 7 licenses.

Firm Information

Christopher Sichenzia is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Sichenzia’s Registration & Firm History

UT

09/22/2017 - Present

Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)

CT

03/30/2016 - 09/15/2017

GP NURMENKARI INC. (Norwalk CT)

NY

02/20/2013 - 03/18/2016

PRIMARY CAPITAL, LLC (NEW YORK NY)

NY

07/03/2012 - 02/19/2013

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

09/11/2008 - 07/06/2012

R. F. LAFFERTY & CO., INC. (NEW YORK NY)

NY

01/15/2002 - 09/11/2008

BISHOP, ROSEN & CO., INC. (NEW YORK NY)

NY

07/11/2001 - 01/18/2002

BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)

NY

12/18/1996 - 07/12/2001

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christopher Sichenzia. Review regulatory record here.
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