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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Roberts is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and has been in the industry since July 15, 2008. Christopher Roberts is currently registered in 17 states for both Broker-Dealer and Investment Advisor activities, and also holds licenses for Series 6, 7, 9, 10, 63, and 65 securities exams. Christopher Roberts previously worked for WELLS FARGO CLEARING SERVICES, LLC. Christopher Roberts has a strong background in providing financial planning, portfolio management for businesses and individuals, and also provides educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SC
04/22/2022 - Present
Raymond James Financial Services Advisors, Inc. (Columbia SC)
SC
07/16/2008 - 04/27/2022
WELLS FARGO CLEARING SERVICES, LLC (SUMTER SC)
IA
Issued 08/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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