Unclaimed
Christopher Shawn Hebert is a financial advisor with RBC Capital Markets, LLC. Christopher has been in the financial industry since 2007 and is registered with both FINRA and the state of Tennessee. Christopher holds multiple licenses and certifications including Series 7, 6, 24, 63, and 65. Christopher also holds the Certified Financial Planner designation. Christopher is a well-rounded advisor with experience in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses. Prior to joining RBC Capital Markets, LLC, Christopher was with Cetera Advisor Networks LLC. Christopher’s areas of specialization include Retirement Planning, College Savings, Estate Planning, and Tax Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
11/30/2023 - Present
RBC Capital Markets, LLC (Germantown TN)
TN
08/10/2023 - 12/05/2023
CETERA ADVISOR NETWORKS LLC (GERMANTOWN TN)
TN
03/25/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
TN
09/16/2008 - 03/18/2015
PARK AVENUE SECURITIES LLC (MEMPHIS TN)
TN
11/21/2006 - 08/08/2008
NEW ENGLAND SECURITIES (MEMPHIS TN)
IA
Issued 08/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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