Unclaimed
Christopher Sharp is an active financial advisor, currently registered with BNP Paribas Securities Corp. in New York, NY. He has been in the financial services industry since August 1995 and is licensed to conduct securities business in all 50 states as well as the District of Columbia and Puerto Rico. Prior to joining BNP Paribas, Christopher was with Deutsche Bank Securities Inc. Christopher holds a wide range of industry licenses, including Series 3, 7, 9, 10, 62, 63, 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2019 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
06/29/1995 - 10/07/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 06/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1995
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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