Unclaimed
Christopher Shane Jordan is a financial professional with over 20 years of experience in the securities industry. Christopher is currently registered with M. S. Howells & Co. and Allaria Securities, LLC. Christopher has previously held positions at Austin Atlantic Capital Inc., ACP Securities, LLC, Wells Fargo Advisors, LLC, Morgan Stanley, TradeStation Securities, Inc., Legg Mason Wood Walker, Incorporated, and Dean Witter Reynolds Inc. Christopher holds the Series 3, 7, 10, 14, 24, 30, 63 and 65 licenses. Christopher is registered in Arizona, California, Connecticut, Florida, Iowa, Massachusetts, New Mexico, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
04/18/2024 - Present
M. S. Howells & Co. (SCOTTSDALE AZ)
FL
04/04/2018 - 10/17/2019
AUSTIN ATLANTIC CAPITAL INC. (CORAL GABLES FL)
FL
03/08/2016 - 04/04/2018
ACP SECURITIES, LLC (MIAMI FL)
FL
05/27/2014 - 06/15/2015
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
CA
04/18/2013 - 02/10/2014
MORGAN STANLEY (SAN DIEGO CA)
CA
04/27/2012 - 02/15/2013
MORGAN STANLEY (BERKELEY CA)
FL
10/07/2010 - 09/14/2011
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
12/12/2003 - 07/14/2010
TRADESTATION SECURITIES, INC. (PLANTATION FL)
MD
05/18/1999 - 10/16/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/20/1998 - 04/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/10/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/02/2005
Series 30 - NFA Branch Manager Examination
BC
Issued 11/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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