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Christopher Shane Cohen

Fidelity Brokerage Services LLC

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About Christopher Shane Cohen

Christopher Cohen has been in the securities industry since December 9, 2005. Christopher is currently registered with Fidelity Brokerage Services LLC. Christopher is a Series 6, 7, 24, 26 and SIE licensed professional. Christopher is licensed in 11 states including Arizona, Colorado, Florida, Georgia, Kentucky, Massachusetts, Michigan, New York, Pennsylvania, Texas, and Washington. Christopher was previously registered with FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC..

Firm Information

Christopher Cohen is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Cohen’s Registration & Firm History

TX

01/01/2008 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

12/09/2005 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (GRAPEVINE TX)

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Licenses & Designations

BC

Issued 12/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2019

Series 24 - General Securities Principal Examination

BC

Issued 12/10/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2018

Series 7 - General Securities Representative Examination

BC

Issued 12/08/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Shane Cohen.
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