Unclaimed
Christopher Sebastian Liotta is a registered investment advisor representative with Cetera Investment Advisers LLC. Christopher has been in the financial services industry since 1994. He is a Series 7, Series 63, and Series 65 licensed professional. Christopher has held previous positions with Walnut Street Securities, Inc., Citigroup Global Markets Inc., Citicorp Investment Services, ABN AMRO Financial Services, Inc., Kirlin Securities Inc., Commonwealth Associates, and Smith Barney Inc. Christopher is registered to provide investment advice and sell securities in 11 states.
LONG BEACH, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (LONG BEACH NY)
NY
04/24/2009 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ROSLYN NY)
NY
05/29/2007 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (ROSLYN NY)
NY
08/22/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (ROSLYN NY)
IL
06/28/2001 - 08/22/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
01/02/1996 - 07/16/2001
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
05/02/1995 - 01/11/1996
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
11/15/1994 - 04/28/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 6/4/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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