Unclaimed
Christopher Seebeck is a financial advisor with over 25 years of experience in the financial services industry. Christopher currently works for Ameriprise Financial Services, LLC, and is registered with the state of Florida as both a broker-dealer and an investment advisor representative. Christopher has previously worked for LPL FINANCIAL LLC, Fifth Third Securities, Inc., Wells Fargo Advisors, LLC, Park Avenue Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated and Commonwealth Associates. Christopher has a wide range of experience in financial planning, asset allocation, and portfolio management. Christopher has held several industry licenses, including Series 3, 7, 9, 10, 23, 24, 63, and 65. Christopher's specializations include asset allocation, fixed income, mutual funds, options, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/22/2024 - Present
Ameriprise Financial Services, LLC (Naples FL)
FL
11/06/2019 - 04/25/2022
LPL FINANCIAL LLC (NAPLES FL)
FL
06/08/2016 - 04/13/2018
FIFTH THIRD SECURITIES, INC. (NAPLES FL)
FL
08/04/2014 - 04/29/2016
WELLS FARGO ADVISORS, LLC (FORT MYERS FL)
FL
03/28/2014 - 08/08/2014
PARK AVENUE SECURITIES LLC (NAPLES FL)
FL
06/05/1998 - 11/21/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
NY
09/27/1996 - 06/24/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/17/1995 - 10/08/1996
COMMONWEALTH ASSOCIATES (NEW YORK NY)
IA
Issued 12/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/29/2016
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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