Unclaimed
Christopher Santi is a financial professional with over 30 years of experience in the financial services industry. Christopher has been registered with Ameriprise Financial Services, LLC since March 2020. Before that, Christopher worked with RiverSource Distributors, Inc. and MetLife Investors Distribution Company. Christopher is a Series 6, 7, 22, 63, and 65 licensed professional. Christopher specializes in financial planning, asset allocation services, and portfolio management for both individuals and businesses. Christopher is passionate about helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/26/2018 - Present
Ameriprise Financial Services, LLC (Roseville CA)
MN
12/23/2011 - 07/30/2015
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
NY
12/11/2004 - 12/21/2011
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
06/17/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
CT
05/21/2003 - 06/15/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
11/20/2001 - 06/02/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CA
01/10/2001 - 11/01/2001
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CT
06/07/1999 - 10/23/2000
USI SECURITIES, INC. (GLASTONBURY CT)
OH
01/14/1998 - 05/18/1999
VALMARK SECURITIES, INC. (AKRON OH)
MA
06/10/1997 - 01/14/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
06/13/1995 - 05/06/1997
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IN
12/08/1994 - 04/21/1995
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
CA
08/27/1992 - 08/03/1993
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
08/27/1987 - 09/09/1992
LOCUST STREET SECURITIES, INC.
IA
07/27/1983 - 09/09/1992
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 10/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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