Unclaimed
Christopher Scott Rothwell is a financial professional with over 25 years of experience in the securities industry. Christopher is currently registered with P.j. Robb Variable, LLC in Harrisburg, Pennsylvania. Christopher has previously held positions with Underwriters Equity Corporation, Liberty Funds Distributor, Inc., Keyport Financial Services Corp. and Putnam Mutual Funds Corp. Christopher holds the Series 6, Series 63 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/05/2008 - Present
P.j. Robb Variable, LLC (HARRISBURG PA)
PA
05/02/2003 - 12/31/2007
UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)
MA
07/28/1999 - 03/18/2003
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
03/02/1998 - 07/28/1999
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
MA
11/25/1996 - 12/23/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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