Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Peterson is a financial advisor in LAS VEGAS, NV. Christopher is a registered representative with Raymond James Financial Services Advisors, Inc. Christopher has been in the securities industry since July 20, 1983. Christopher has a total of 10 registrations and a total of 7 exams. Christopher works with high net worth individuals, individuals other than high net worth, corporations or other businesses, pension and profit sharing plans, charitable organizations, insurance companies, and banking or thrift institutions. Christopher is a trustee with Bush Nevada Trust and an owner of Johnson Peterson & Walpole, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NV
08/17/2017 - Present
Raymond James Financial Services Advisors, Inc. (LAS VEGAS NV)
NV
04/16/2010 - 08/07/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAS VEGAS NV)
NV
01/01/2008 - 04/16/2010
WELLS FARGO ADVISORS, LLC (LAS VEGAS NV)
NV
10/13/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAS VEGAS NV)
NY
07/31/1993 - 10/26/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/21/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 02/24/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/29/1983
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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