Unclaimed
Christopher Neumann is a financial professional with over 9 years of experience in the industry. He is currently registered with Equitable Advisors, LLC and has a Series 6, 7, 24, 26, and 63 licenses. Prior to joining Equitable Advisors, LLC, Christopher worked at AXA Distributors, LLC. Christopher has a strong background in financial planning, portfolio management, and investment advisory services. He is dedicated to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
03/22/2017 - Present
Equitable Advisors, LLC (COTTONWOOD HEIGHTS UT)
NY
07/08/2008 - 02/16/2017
AXA DISTRIBUTORS, LLC (NEW YORK NY)
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/06/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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