Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Leo is a financial advisor with over 16 years of experience in the industry. Christopher is currently registered with New York Life Investment Management LLC, and has been with the firm since March 2024. Previously, Christopher was associated with MORGAN STANLEY and Legg Mason Investor Services LLC. Christopher is a registered investment advisor in Maryland, New York, Virginia, and the District of Columbia. Christopher holds Series 3, 6, 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
04/05/2024 - Present
NEW York Life Investment Management LLC (Potomac MD)
DC
06/19/2019 - 04/02/2024
MORGAN STANLEY (Washington DC)
CA
12/17/2014 - 04/11/2018
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
03/09/2006 - 12/15/2014
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
IA
Issued 11/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/2021
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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