Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Finkler is a financial advisor with Raymond James & Associates, Inc., with over 23 years of experience in the financial services industry. Christopher has been with Raymond James since September 2015. Prior to that, Christopher was with WELLS FARGO ADVISORS, LLC from July 2003 to October 2015 and before that, Christopher was with PRUDENTIAL SECURITIES INCORPORATED. Christopher holds a Series 63, Series 65, Series 7 and Series 31 licenses. Christopher also holds the SIE designation. Christopher is registered in 28 states and specializes in providing financial advice to individuals, businesses, insurance companies, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/30/2015 - Present
Raymond James & Associates, Inc. (DESTIN FL)
FL
07/01/2003 - 10/15/2015
WELLS FARGO ADVISORS, LLC (DESTIN FL)
NY
06/16/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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