Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cummings is a financial professional with over 10 years of experience in the financial services industry. Christopher is currently registered with ETC Brokerage Services, LLC, and previously held positions at FIDELITY BROKERAGE SERVICES LLC and USAA FINANCIAL ADVISORS, INC.. Christopher holds a Series 7, Series 63, Series 99TO, and Series 65 licenses, allowing Christopher to provide a wide range of investment services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/07/2022 - Present
ETC Brokerage Services, LLC (Greenwood Village CO)
CO
02/08/2019 - 10/23/2019
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
AZ
05/06/2013 - 07/06/2018
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
IA
Issued 12/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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