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Christopher Scott Conner

Talcott Resolution Distribution Company, Inc.

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About Christopher Scott Conner

Christopher Conner is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Talcott Resolution Distribution Company, Inc. and holds the Series 6, 7, 24, 53, 63, 99TO and SIE licenses. Christopher has also worked with HIMCO DISTRIBUTION SERVICES COMPANY, HARTFORD FUNDS DISTRIBUTORS, LLC, FORETHOUGHT DISTRIBUTORS, LLC, ABN AMRO DISTRIBUTION SERVICES (USA), INC., BLACKROCK DISTRIBUTORS, INC, NORTHERN FUNDS DISTRIBUTORS, LLC, OFFIT FUNDS DISTRIBUTOR, INC., PFPC DISTRIBUTORS, INC., PERSIMMON SECURITIES, INC., WASHINGTON SQUARE SECURITIES, INC. and THE DREYFUS SERVICE CORPORATION. Christopher is registered in 44 states and the District of Columbia.

Firm Information

Christopher Conner is currently registered with Talcott Resolution Distribution Company, Inc.. Talcott Resolution Distribution Company, Inc. is a Corporation formed on August 24, 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been the subject of one regulatory event disclosure and one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Conner’s Registration & Firm History

CT

03/27/2009 - Present

Talcott Resolution Distribution Company, Inc. (Hartford CT)

CT

03/27/2009 - 05/01/2018

HIMCO DISTRIBUTION SERVICES COMPANY (HARTFORD CT)

PA

03/27/2009 - 01/10/2014

HARTFORD FUNDS DISTRIBUTORS, LLC (RADNOR PA)

PA

01/19/2005 - 01/28/2013

FORETHOUGHT DISTRIBUTORS, LLC (WAYNE PA)

ME

02/03/2004 - 01/21/2005

ABN AMRO DISTRIBUTION SERVICES (USA), INC. (PORTLAND ME)

PA

02/03/2004 - 01/21/2005

BLACKROCK DISTRIBUTORS, INC (KING OF PRUSSIA PA)

ME

02/03/2004 - 01/21/2005

NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)

ME

02/03/2004 - 01/21/2005

OFFIT FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

ME

04/21/2003 - 01/21/2005

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

PA

11/17/2004 - 01/18/2005

PERSIMMON SECURITIES, INC. (KING OF PRUSSIA PA)

NA

08/19/1994 - 12/31/1994

WASHINGTON SQUARE SECURITIES, INC.

NA

04/14/1993 - 08/20/1993

THE DREYFUS SERVICE CORPORATION

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Licenses & Designations

BC

Issued 11/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/02/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/16/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/11/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Scott Conner.
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