Unclaimed
Christopher Conner is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Talcott Resolution Distribution Company, Inc. and holds the Series 6, 7, 24, 53, 63, 99TO and SIE licenses. Christopher has also worked with HIMCO DISTRIBUTION SERVICES COMPANY, HARTFORD FUNDS DISTRIBUTORS, LLC, FORETHOUGHT DISTRIBUTORS, LLC, ABN AMRO DISTRIBUTION SERVICES (USA), INC., BLACKROCK DISTRIBUTORS, INC, NORTHERN FUNDS DISTRIBUTORS, LLC, OFFIT FUNDS DISTRIBUTOR, INC., PFPC DISTRIBUTORS, INC., PERSIMMON SECURITIES, INC., WASHINGTON SQUARE SECURITIES, INC. and THE DREYFUS SERVICE CORPORATION. Christopher is registered in 44 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/27/2009 - Present
Talcott Resolution Distribution Company, Inc. (Hartford CT)
CT
03/27/2009 - 05/01/2018
HIMCO DISTRIBUTION SERVICES COMPANY (HARTFORD CT)
PA
03/27/2009 - 01/10/2014
HARTFORD FUNDS DISTRIBUTORS, LLC (RADNOR PA)
PA
01/19/2005 - 01/28/2013
FORETHOUGHT DISTRIBUTORS, LLC (WAYNE PA)
ME
02/03/2004 - 01/21/2005
ABN AMRO DISTRIBUTION SERVICES (USA), INC. (PORTLAND ME)
PA
02/03/2004 - 01/21/2005
BLACKROCK DISTRIBUTORS, INC (KING OF PRUSSIA PA)
ME
02/03/2004 - 01/21/2005
NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
02/03/2004 - 01/21/2005
OFFIT FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
ME
04/21/2003 - 01/21/2005
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
11/17/2004 - 01/18/2005
PERSIMMON SECURITIES, INC. (KING OF PRUSSIA PA)
NA
08/19/1994 - 12/31/1994
WASHINGTON SQUARE SECURITIES, INC.
NA
04/14/1993 - 08/20/1993
THE DREYFUS SERVICE CORPORATION
BC
Issued 11/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/02/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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