Unclaimed
Christopher Sclafani is a registered representative with LPL Enterprise, LLC, and has been in the industry since January 21, 2015. Christopher is also a registered Investment Advisor Representative in New Jersey. Christopher holds the Series 7, Series 6, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials Examination. Previously, Christopher worked with MML Investors Services, LLC, and Pruco Securities, LLC. Christopher provides financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (EAST BRUNSWICK NJ)
NJ
04/08/2020 - 04/09/2021
MML INVESTORS SERVICES, LLC (Fairfield NJ)
NJ
03/02/2017 - 04/15/2020
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
NY
02/08/1995 - 05/01/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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