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Christopher Schoefield Carlin

Alexander Capital, LP

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About Christopher Schoefield Carlin

Christopher Carlin is a financial advisor registered with Alexander Capital, LP. Christopher has been working in the financial industry since 1992. Christopher is registered in 44 states and the District of Columbia. Prior to Alexander Capital, LP Christopher was registered with Network 1 Financial Securities Inc., AEGIS Capital Corp., FCG Advisors, LLC, 1st Worldwide Financial Partners, LLC, Thomas Group Capital, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Smith Barney Inc., and Lehman Brothers Inc.

Firm Information

Christopher Carlin is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Carlin’s Registration & Firm History

NJ

03/24/2014 - Present

Alexander Capital, LP (RED BANK NJ)

NY

07/27/2016 - 05/14/2019

NETWORK 1 FINANCIAL SECURITIES INC. (New York NY)

NY

12/16/2011 - 04/17/2014

AEGIS CAPITAL CORP. (NEW YORK NY)

NJ

11/24/2010 - 12/16/2011

FCG ADVISORS, LLC (CHATHAM NJ)

NJ

12/07/2007 - 11/22/2010

1ST WORLDWIDE FINANCIAL PARTNERS, LLC (SHORT HILLS NJ)

NJ

11/26/2002 - 12/21/2007

THOMAS GROUP CAPITAL (FAR HILLS NJ)

NY

01/13/2001 - 10/14/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

09/04/1996 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NY

07/31/1993 - 09/09/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

06/11/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/30/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Christopher Schoefield Carlin. Review regulatory record here.
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