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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Saenz is a financial advisor with Wells Fargo Clearing Services, LLC. Christopher has been in the financial services industry since December 14, 2000. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 24, 26, 63, and 65 licenses. Christopher has a long history of providing financial advice to a variety of clients, including individuals, businesses, and institutions. Christopher is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/20/2021 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
CO
01/07/2006 - 04/04/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
MA
02/08/2005 - 11/28/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/08/2005 - 11/28/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CO
05/24/2004 - 08/03/2004
JANCO PARTNERS, INC. (GREENWOOD VILLAGE CO)
CO
06/22/1999 - 02/12/2004
JANUS DISTRIBUTORS LLC (DENVER CO)
IA
Issued 02/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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