Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Weng is a financial advisor who has been in the industry since October 30, 1994. Christopher is currently registered with Raymond James & Associates, Inc. and has been with the firm since May 30, 2019. Christopher is a registered representative in California. Christopher previously worked at UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. Christopher is licensed to provide financial services in 41 states and the District of Columbia. Christopher's specialties include portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Christopher is also an owner of TaMad Aviation LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/30/2019 - Present
Raymond James & Associates, Inc. (San Jose CA)
CA
05/09/2008 - 06/11/2019
UBS FINANCIAL SERVICES INC. (CARMEL CA)
CA
04/02/2007 - 05/12/2008
MORGAN STANLEY & CO. INCORPORATED (OAKLAND CA)
CA
10/31/1994 - 04/02/2007
MORGAN STANLEY DW INC. (OAKLAND CA)
IA
Issued 01/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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