Unclaimed
Christopher St. germain has been a registered investment advisor since December 2000. Christopher has been working with Newedge Advisors since May 2023 and has a strong background in the industry, having worked at several other firms prior to his current position, including LPL Financial, Ahrens Investment Partners, LLC and Purshe Kaplan Sterling Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
05/05/2023 - Present
Newedge Advisors (NEW ORLEANS LA)
LA
09/24/2015 - 05/05/2023
PURSHE KAPLAN STERLING INVESTMENTS (Lafayette LA)
LA
02/01/2010 - 08/25/2015
LPL FINANCIAL LLC (LAFAYETTE LA)
LA
10/11/2001 - 02/04/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (BATON ROUGE LA)
IN
10/11/2001 - 04/06/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
12/12/2000 - 10/19/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 12/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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