Unclaimed
Christopher Noonan is an investment advisor representative registered with Morgan Stanley, a firm headquartered in Purchase, NY. Christopher has been in the securities industry since October 26, 2013. Christopher is registered with the Securities and Exchange Commission (SEC) and holds the Series 7, Series 63, and Series 66 licenses. Christopher is also registered as an investment advisor representative in Illinois and Texas. Christopher has been affiliated with Morgan Stanley since July 2024. Prior to that, Christopher was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated from August 2014 to July 2024 and Bank of America, N.A. from September 2014 to July 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
07/26/2024 - Present
Morgan Stanley (SPRINGFIELD IL)
IL
08/25/2014 - 07/30/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD IL)
FL
10/01/2013 - 07/29/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 01/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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