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Christopher S. Mazzoni

First Trust Portfolios LP

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About Christopher S. Mazzoni

Christopher S. Mazzoni is a registered representative with First Trust Portfolios LP. Christopher has been in the financial services industry since April 2010 and holds the Series 7 and Series 63 licenses. Christopher is registered to provide securities services in Illinois.

Firm Information

Christopher Mazzoni is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Mazzoni’s Registration & Firm History

IL

04/21/2010 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 05/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher S. Mazzoni.
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