Unclaimed
Christopher Johnstone is an active investment advisor representative. Christopher has been in the industry since 2006 and is currently employed at Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has a strong background in financial services, holding registrations with both FINRA and the SEC. Christopher provides investment advisory services to a range of clients, including individuals, corporations, and retirement plans. Christopher's areas of expertise include portfolio management, financial planning, and investment research. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Christopher was employed at Citizens Securities, Inc. and Santander Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
01/17/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (REHOBOTH BEACH DE)
NH
07/21/2014 - 10/11/2018
CITIZENS SECURITIES, INC. (NASHUA NH)
NH
09/19/2012 - 06/30/2014
SANTANDER SECURITIES LLC (NASHUA NH)
NH
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (PELHAM NH)
NH
05/22/2006 - 05/27/2008
IFMG SECURITIES, INC. (PELHAM NH)
IA
Issued 11/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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