Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher S Fountain is a financial advisor registered with the state of Colorado. Christopher has been in the financial services industry since 2001. Christopher is currently registered with Tiaa-cref Individual & Institutional Services, LLC and has been registered with this firm since 2007. Prior to joining this firm, Christopher was registered with Columbia Management Distributors, Inc., WM Financial Services, Inc., and Janus Distributors, Inc. Christopher has passed the following FINRA exams: Series 6, Series 7, Series 24, Series 26, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
09/06/2007 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
10/13/2003 - 07/27/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (AURORA CO)
CA
04/11/2003 - 06/09/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CO
03/10/2000 - 02/07/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 12/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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