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Christopher S Finnegan

Lazard Freres & Co. LLC

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About Christopher S Finnegan

Christopher Finnegan is a financial professional with over seven years of experience in the industry. Christopher is currently registered with Lazard Freres & Co. LLC as an Investment Banking Representative in New York, NY. Christopher has previously worked at Apollo Global Securities, LLC and J.P. Morgan Securities LLC. Christopher holds Series 63, SIE and Series 79 licenses.

Firm Information

Christopher Finnegan is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Finnegan’s Registration & Firm History

NY

09/12/2023 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

08/11/2021 - 08/21/2023

APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

06/27/2016 - 07/15/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher S Finnegan.
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