Unclaimed
Christopher Finnegan is a financial professional with over seven years of experience in the industry. Christopher is currently registered with Lazard Freres & Co. LLC as an Investment Banking Representative in New York, NY. Christopher has previously worked at Apollo Global Securities, LLC and J.P. Morgan Securities LLC. Christopher holds Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2023 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
08/11/2021 - 08/21/2023
APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
06/27/2016 - 07/15/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 07/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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