Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Fils is a financial advisor with over 10 years of experience in the financial services industry. Christopher has worked at Raymond James & Associates, Inc. since April 2018. Prior to that, Christopher worked at Morgan Stanley from September 2016 to April 2018 and Merrill Lynch from August 2013 to September 2016. Christopher Fils is registered with the state of Florida, Illinois, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/14/2020 - Present
Raymond James & Associates, Inc. (Chicago IL)
CA
09/16/2016 - 04/09/2018
MORGAN STANLEY (LOS GATOS CA)
NY
08/22/2013 - 09/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
08/08/2012 - 08/02/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)
BOTH
Issued 11/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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