Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Downs is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 29 years of experience in the industry. He is a registered representative in 41 states and has a Series 7, 9, 10, 31, 63 and 66 licenses. His previous work experience includes Edward D. Jones & Co., L.P., a leading financial services firm with over 14,000 financial advisors across the United States. Christopher Downs is a seasoned professional who specializes in a wide range of financial planning and investment services, including portfolio management, financial planning, retirement planning and education planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/13/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GILBERT AZ)
MO
07/19/1993 - 07/28/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 07/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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