Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Carroll is a financial advisor currently registered with J.p. Morgan Securities LLC. Christopher has been in the financial services industry since 2001 and has been with J.p. Morgan Securities LLC since 2015. Previously, Christopher was registered with Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher specializes in portfolio management for individuals and businesses and offers financial planning services. Christopher holds the Series 66, Series 7 and SIE licenses and the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
06/15/2023 - Present
J.p. Morgan Securities LLC (PHILADELPHIA PA)
PA
05/03/2010 - 09/22/2015
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
10/01/2008 - 05/13/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/29/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/31/2004 - 06/29/2004
SONTAG SECURITIES LLC (NEW YORK NY)
NY
07/06/2001 - 03/01/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Carroll is the right advisor for you? Invested Better is here to help.
