Unclaimed
Christopher Carella is an active financial advisor with Morgan Stanley. Christopher is registered with the state of New York and Texas. Christopher has been a financial advisor since 2009. Christopher has worked with firms including KCG AMERICAS LLC, GETCO SECURITIES, LLC, KNIGHT CAPITAL AMERICAS, L.P., KELLOGG CAPITAL MARKETS, LLC, LABRANCHE & CO. LLC and ROBB PECK MCCOOEY SPECIALIST CORPORATION. Christopher has experience in various fields including securities, trading, and investment. Christopher is a specialist in providing investment advice for individuals, businesses, and institutions. Christopher is committed to providing clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
08/17/2023 - Present
Morgan Stanley (New York NY)
NY
07/02/2012 - 12/01/2014
KCG AMERICAS LLC (NEW YORK NY)
IL
08/06/2012 - 08/10/2012
GETCO SECURITIES, LLC (CHICAGO IL)
NJ
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
06/19/2006 - 01/03/2011
KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/16/2001 - 05/09/2006
LABRANCHE & CO. LLC (NEW YORK NY)
NY
10/01/2000 - 03/16/2001
ROBB PECK MCCOOEY SPECIALIST CORPORATION (NEW YORK NY)
BOTH
Issued 08/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 09/30/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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