Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher S. Austin is an investment advisor representative with City National Rochdale, registered in California, Colorado, Delaware, Idaho, Michigan, New York and Texas. Christopher is a CERTIFIED FINANCIAL PLANNER™ professional. He has been in the financial services industry since 2011, having previously held positions with Ameritas Investment Company, LLC, Euro Pacific Capital, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC. Christopher S. Austin's firm City National Rochdale provides investment advice to insurance companies, investment companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/04/2020 - Present
City National Rochdale (IRVINE CA)
CA
03/11/2014 - 03/06/2020
AMERITAS INVESTMENT COMPANY, LLC (COSTA MESA CA)
CA
01/10/2013 - 02/24/2014
EURO PACIFIC CAPITAL, INC. (NEWPORT BEACH CA)
CA
10/21/2011 - 01/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COSTA MESA CA)
CA
01/14/2011 - 08/30/2011
PRUCO SECURITIES, LLC. (IRVINE CA)
IA
Issued 11/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Austin is the right advisor for you? Invested Better is here to help.
