Unclaimed
Christopher Ryan Watkins is a financial advisor with over 25 years of experience in the financial services industry. Christopher has been with UBS Financial Services Inc. since 2008. Christopher holds licenses in both Broker-Dealer and Investment Advisor capacities, with registrations spanning multiple states. He has served clients in both the individual and institutional markets, offering services such as portfolio management, financial planning, and educational seminars. Before UBS, Christopher was registered with MILLER, JOHNSON & KUEHN, INCORPORATED, which is now inactive.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
05/08/2018 - Present
UBS Financial Services Inc. (MINNEAPOLIS MN)
MN
04/15/1998 - 11/23/1998
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
IA
Issued 08/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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