Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Penny is a financial advisor with Thinkequity LLC, a firm with a strong focus on providing expert financial guidance to clients. With over 1 year of experience in the financial industry, Christopher has a deep understanding of investment strategies. Christopher holds a Series 7, Series 79, Series 63, and Series 24 license, demonstrating a commitment to professional development and knowledge. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in all 50 states and the District of Columbia. Christopher's broad range of credentials and experience make Christopher well-equipped to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/13/2023 - Present
Thinkequity LLC (NEW YORK NY)
BC
Issued 02/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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