Unclaimed
Christopher McGlinn is a financial professional with over 20 years of experience in the securities industry. Christopher has a strong background in portfolio management, financial planning, and providing investment advice to individuals, businesses, and institutions. Christopher is currently registered with RBC Capital Markets, LLC, a leading global financial services company. Prior to joining RBC Capital Markets, LLC, Christopher worked at UBS Securities LLC, RBC Capital Markets Corporation, and Bear, Stearns & Co. Inc., gaining valuable experience in the industry. Christopher holds the Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/02/2013 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
02/24/2010 - 11/21/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
10/21/2008 - 02/12/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
10/08/2003 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/04/2001 - 07/13/2001
LABRANCHE & CO. LLC (NEW YORK NY)
NE
06/01/2000 - 06/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 10/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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