Unclaimed
Christopher Horne is a financial advisor registered with LPL Financial LLC and has been in the industry since 1999. Christopher is currently registered as a Registered Representative in North Carolina and Texas, and as an Investment Advisor Representative in North Carolina and Texas. Christopher has a total of 9 approved state registrations and 2 approved IA state registrations. Christopher holds the Series 7, Series 24, Series 63 and Series 65 licenses. He is also a Certified Financial Planner. Prior to joining LPL Financial LLC, Christopher was registered with UVEST FINANCIAL SERVICES GROUP, INC., CAPITAL INVESTMENT GROUP, INC., and EDWARD JONES. Christopher is a resident of Wilmington, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/13/2021 - Present
LPL Financial LLC (WILMINGTON NC)
NC
06/22/2001 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (WILMINGTON NC)
NC
05/04/2001 - 07/11/2001
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
MO
04/30/1999 - 05/11/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 06/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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