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Christopher Ryan Cozza

Piper Sandler & Co.

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About Christopher Ryan Cozza

Christopher Ryan Cozza is a financial professional with over 3 years of experience in the industry. Christopher is currently registered with Piper Sandler & Co. and is licensed to provide investment advisory services in New York. Christopher has previously worked at Sandler, O'Neill & Partners, L.P.. Christopher has passed a number of industry exams, including the Series 63, Series 79TO, SIE, Series 62, and Series 79 exams. Christopher specializes in serving state or municipal government entities.

Firm Information

Christopher Cozza is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Cozza’s Registration & Firm History

NY

05/28/2021 - Present

Piper Sandler & Co. (NEW YORK NY)

NY

08/13/2014 - 10/16/2017

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2015

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 08/13/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Ryan Cozza.
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