Unclaimed
Christopher Ruffino is a financial advisor at Raymond James Financial Services Advisors, Inc. He has been in the financial services industry since 2005 and has a wide range of experience. Christopher is a Certified Financial Planner and holds the Series 66, Series 7, and SIE licenses. Christopher also provides services as an associate at Fulton Bank and Fulton Financial Advisors. Christopher is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
08/12/2024 - Present
Raymond James Financial Services Advisors, Inc. (LANCASTER PA)
NJ
02/28/2023 - 07/12/2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Moorestown NJ)
PA
10/07/2022 - 03/10/2023
EDWARD JONES (Exton PA)
PA
03/09/2022 - 07/01/2022
VIGILANT DISTRIBUTORS, LLC (CHADDS FORD PA)
PA
04/27/2021 - 01/28/2022
PRUCO SECURITIES, LLC. (Exton PA)
CA
04/13/2015 - 10/07/2020
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
PA
01/11/2006 - 04/01/2015
PERSHING LLC (KING OF PRUSSIA PA)
NY
05/07/2004 - 07/27/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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