Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ross Clark is a financial professional with over 10 years of experience in the industry. Christopher has held positions at both Piper Sandler & Co. and Edgeview Capital Securities, LLC. Christopher currently works at Piper Sandler & Co. in Charlotte, NC. Christopher holds licenses for Series 63, SIE, and Series 79. Christopher is registered to provide investment advice in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/17/2013 - Present
Piper Sandler & Co. (CHARLOTTE NC)
NC
12/05/2012 - 07/18/2013
EDGEVIEW CAPITAL SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 12/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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