Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rong is a financial professional with over 15 years of experience in the industry. Christopher is currently registered with Citadel Securities LLC and Citadel Securities Institutional LLC. Christopher has worked in various roles at several firms including RBC Capital Markets, LLC, Credit Suisse Securities (USA) LLC and Credit Agricole Securities (USA) Inc. Christopher holds FINRA Series 3, 7, 79 and SIE licenses as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/20/2017 - Present
Citadel Securities LLC (Miami FL)
CA
08/26/2015 - 07/05/2017
LUMOS PARTNERS, LLC (WALNUT CREEK CA)
NY
02/13/2014 - 05/26/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/25/2010 - 03/04/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/11/2009 - 09/29/2010
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
09/12/2006 - 06/19/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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