Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ronald Ellinghaus is a financial advisor who is registered with Siebert Williams Shank & Co., LLC. Christopher has over 25 years of experience in the securities industry and has held positions at several prominent firms including The Williams Capital Group, L.P., Wellington Shields & Co., LLC, Shields & Company, Wall Street Access, The Williams Capital Group, L.P., Salomon Smith Barney Inc., Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, NatWest Securities Corporation, Smith Barney Inc. and Dean Witter Reynolds Inc. Christopher holds Series 7, 63, 86 and 87 licenses. Christopher is currently registered in 18 states including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Louisiana, Massachusetts, Missouri, Nevada, New York, Ohio, Oklahoma, Rhode Island, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/05/2019 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
05/18/2011 - 11/05/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
11/19/2009 - 05/13/2011
WELLINGTON SHIELDS & CO., LLC (NEW YORK NY)
NY
10/30/2008 - 12/11/2009
SHIELDS & COMPANY (NEW YORK NY)
NY
06/22/2005 - 10/15/2008
WALL STREET ACCESS (NEW YORK NY)
NY
04/12/2001 - 06/09/2005
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
08/07/2000 - 03/29/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/07/1999 - 08/30/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
11/11/1998 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
06/10/1997 - 02/02/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
01/13/1997 - 05/27/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
02/16/1995 - 09/17/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 10/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/08/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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