Unclaimed
Christopher Baker is a financial advisor at Commonwealth Financial Network. Christopher has been in the financial services industry since 1992 and has a wide range of experience serving clients. Christopher is a Certified Financial Planner and is registered to provide financial advice in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/28/2016 - Present
Commonwealth Financial Network (Carmel IN)
IN
01/20/1998 - 04/25/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (CARMEL IN)
CA
10/17/1996 - 01/23/1998
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
NJ
10/05/1990 - 07/06/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/05/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 09/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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