Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Morency is a financial advisor who has been in the industry since 1994. Christopher is currently registered with UBS Financial Services Inc. and has been with them since 2011. Christopher has previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., John Hancock Distributors LLC, and UBS Financial Services Inc. Christopher is registered in 18 states and holds Series 63, SIE, and Series 7 licenses. Christopher specializes in providing financial advice to individuals, businesses, and institutional clients. Christopher is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/08/2011 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 11/07/2011
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA BARBARA CA)
CA
04/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA BARBARA CA)
MA
08/05/2005 - 03/23/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NJ
11/22/1994 - 07/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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