Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Morency is a financial advisor at UBS Financial Services Inc. with over 20 years of experience in the financial services industry. Christopher has been with UBS since 2011. Christopher holds the Series 7, Series 63, and SIE licenses, and is registered to provide financial advice in California, Colorado, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New Mexico, New York, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Washington, and Wyoming. Christopher has previously worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., John Hancock Distributors LLC, and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/08/2011 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 11/07/2011
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA BARBARA CA)
CA
04/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA BARBARA CA)
MA
08/05/2005 - 03/23/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NJ
11/22/1994 - 07/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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