Unclaimed
Christopher Rodney Hart is a financial advisor with over 30 years of experience in the industry. Christopher is currently registered with LPL Financial LLC in California and Texas. Christopher has held previous positions at Securities America, Inc., National Planning Corporation, SagePoint Financial, Inc., SunAmerica Securities, Inc., and Titan/Value Equities Group, Inc. Christopher is also licensed as a registered representative with Series 6, 7, 24, 26, 63, and 65 licenses. Christopher specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/15/2021 - Present
LPL Financial LLC (WHITTIER CA)
CA
10/23/2017 - 12/21/2021
SECURITIES AMERICA, INC. (WHITTIER CA)
CA
05/29/2009 - 10/26/2017
NATIONAL PLANNING CORPORATION (WHITTIER CA)
CA
10/31/2005 - 06/02/2009
SAGEPOINT FINANCIAL, INC. (WHITTIER CA)
AZ
04/13/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
03/27/1992 - 04/13/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 05/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/28/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Hart is the right advisor for you? Invested Better is here to help.