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Christopher Robert Ziemba

Neuberger Berman BD LLC

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About Christopher Robert Ziemba

Christopher Ziemba is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Neuberger Berman BD LLC and has held previous roles at Touchstone Securities, Inc., J.P. Morgan Institutional Investments Inc., Goldman, Sachs & Co., and H&R Block Financial Advisors, Inc. Christopher Ziemba is registered as an Investment Advisor Representative in Illinois, New York, and Ohio. Christopher Ziemba holds the Series 6, 7, 63 and 65 licenses, and the SIE.

Firm Information

Christopher Ziemba is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Christopher Ziemba’s Registration & Firm History

IL

12/04/2018 - Present

Neuberger Berman BD LLC (Frankfort IL)

OH

01/02/2018 - 12/13/2018

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

IL

01/25/2011 - 10/03/2017

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)

NY

07/09/2002 - 09/24/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

MI

07/13/2000 - 04/19/2002

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

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Licenses & Designations

IA

Issued 09/06/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/12/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Robert Ziemba.
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