Unclaimed
Christopher Ziemba is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Neuberger Berman BD LLC and has held previous roles at Touchstone Securities, Inc., J.P. Morgan Institutional Investments Inc., Goldman, Sachs & Co., and H&R Block Financial Advisors, Inc. Christopher Ziemba is registered as an Investment Advisor Representative in Illinois, New York, and Ohio. Christopher Ziemba holds the Series 6, 7, 63 and 65 licenses, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
12/04/2018 - Present
Neuberger Berman BD LLC (Frankfort IL)
OH
01/02/2018 - 12/13/2018
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
IL
01/25/2011 - 10/03/2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
NY
07/09/2002 - 09/24/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
MI
07/13/2000 - 04/19/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 09/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/12/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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