Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wagner is a financial advisor with over 25 years of experience in the industry. Christopher is currently registered with Rivington Securities, LLC, and is licensed to provide investment advice in 22 states. He previously worked at ING BARING (U.S.) SECURITIES, INC. and INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION. Christopher holds Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/16/2002 - Present
Rivington Securities, LLC (HOUSTON TX)
NY
07/01/1998 - 04/28/1999
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
11/06/1995 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NA
09/02/1993 - 11/06/1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
BC
Issued 08/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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