Unclaimed
Christopher Spaw is a registered representative with Global Atlantic Distributors, LLC. Christopher is licensed in Pennsylvania and New Jersey and has been in the industry since January 2008. Christopher holds FINRA Series 7TO, 6, and 63 registrations and has passed the SIE and Series 65 exams. Christopher has previous experience with Directed Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/11/2011 - Present
Global Atlantic Distributors, LLC (WAYNE PA)
PA
12/18/2007 - 11/30/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
IA
Issued 09/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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