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Christopher Robert Saul

Bluerock Capital Markets LLC

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About Christopher Robert Saul

Christopher Saul is a financial advisor with Bluerock Capital Markets LLC. Christopher has over 20 years of experience in the financial services industry. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7 and Series 63 licenses. Christopher is also a member of the Securities Industry Essentials (SIE) Examination. Christopher is registered to provide securities and investment advisory services in all 50 states and the District of Columbia. Christopher was previously with BNY Mellon Securities Corporation and OppenheimerFunds Distributor, Inc.

Firm Information

Christopher Saul is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Saul’s Registration & Firm History

CA

06/19/2023 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

NY

06/12/2015 - 04/03/2023

BNY MELLON SECURITIES CORPORATION (NEW YORK NY)

NY

10/12/2007 - 06/10/2015

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

06/27/2006 - 10/04/2007

EQUITY SERVICES, INC. (NEW YORK NY)

IL

02/07/2005 - 03/07/2006

CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)

FL

07/08/2003 - 02/03/2005

R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)

NY

11/20/2002 - 07/07/2003

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

07/02/1999 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 08/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Robert Saul.
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