Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ruggiero is a financial advisor at Raymond James Financial Services Advisors, Inc. Christopher has over 20 years of experience in the financial services industry. Christopher is registered with the state of Nebraska and holds Series 7, 9, 10, 24, 31, 63 and 65 licenses. Christopher specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, and high-net-worth clients. Christopher also has experience working with pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
07/24/2024 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
TX
09/23/2022 - 01/09/2024
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
03/26/2001 - 08/03/2021
WELLS FARGO CLEARING SERVICES, LLC (ROSWELL GA)
NY
08/01/2000 - 02/21/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/14/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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