Unclaimed
Christopher Prindle has been in the financial industry since 1995. Christopher is a registered representative with Morgan Stanley and is licensed to provide financial advice in Florida and Texas. Christopher is also a Chartered Financial Analyst. Previously, Christopher worked at J.P. MORGAN SECURITIES LLC, Oppenheimer & Co. Inc., Stanford Group Company, Wachovia Securities, LLC, and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
07/22/2024 - Present
Morgan Stanley (Palm Beach FL)
FL
08/06/2010 - 07/20/2024
J.P. MORGAN SECURITIES LLC (Ft. Lauderdale FL)
FL
03/10/2009 - 08/18/2010
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
08/21/2006 - 03/11/2009
STANFORD GROUP COMPANY (BOCA RATON FL)
MO
10/01/2000 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
12/14/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 10/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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